Avinash Hariom Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Avinash Hariom Gupta ( ), a licensed former licensee with CE reference BFO840. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-09-16 | 2016-01-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-09-16 | 2016-01-18 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-16 | 2016-01-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-08-31 | 2015-09-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-08-31 | 2015-09-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-31 | 2015-09-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-06-09 | 2015-06-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-06-09 | 2015-06-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-06-09 | 2015-06-12 |