Katsuaki Nakaoki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katsuaki Nakaoki ( ), a licensed former licensee with CE reference BFO838. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-01-19 | 2016-01-21 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-01-19 | 2016-01-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-11-26 | 2015-11-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-11-26 | 2015-11-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-06-10 | 2015-06-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-06-10 | 2015-06-12 |