Marcus Brandon Lim
林克傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marcus Brandon Lim (林克傑), a licensed former licensee with CE reference BFO649. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-01 | 2021-03-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-25 | 2021-03-15 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-09 | 2019-07-05 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-09 | 2019-07-05 |