Philip John Montgomerie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip John Montgomerie ( ), a licensed former licensee with CE reference BFN535. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-11-24 | 2015-11-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-11-24 | 2015-11-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-06-01 | 2015-06-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-06-01 | 2015-06-03 |