Kenji Tanaka
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenji Tanaka ( ), a licensed former licensee with CE reference BFM989. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-06-10 | 2015-06-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-06-10 | 2015-06-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-05-26 | 2015-05-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-05-26 | 2015-05-29 |