Zhe (SFC:BFL050) Chen
陳喆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe (SFC:BFL050) Chen (陳喆), a licensed former licensee with CE reference BFL050. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-24 | 2023-08-04 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-15 | 2022-05-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-05-18 | 2018-09-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-05-18 | 2021-02-23 |