Tianxing Gu
頤天行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianxing Gu (頤天行), CE reference BFK957. Currently licensed at 1 firm(s): Macquarie Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-16 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-06-16 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2020-06-30 | 2021-05-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-18 | 2018-07-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-18 | 2018-07-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-05-18 | 2018-07-14 |