Tianxing Gu
頤天行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianxing Gu (頤天行), a licensed Representative with CE reference BFK957. Currently licensed at 1 firm(s): Macquarie Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 9.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-16 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-16 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-06-30 | 2021-05-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-18 | 2018-07-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-18 | 2018-07-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-05-18 | 2018-07-14 |