Yi Ming Yen
嚴一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Ming Yen (嚴一鳴), a licensed former licensee with CE reference BFK343. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-13 | 2016-12-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-13 | 2016-12-19 |