Ashley Dorothy Wallace

CE No. BFJ978 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley Dorothy Wallace (), a licensed former licensee with CE reference BFJ978. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2025-08-27 2025-08-29
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2023-03-27 2023-03-29
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2019-04-26 2019-04-30
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2018-09-07 2018-09-11
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2016-04-12 2017-09-14
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2016-04-12 2017-09-14
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2015-11-05 2015-11-10
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2015-11-05 2015-11-10
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2015-05-08 2015-05-15
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2015-05-08 2015-05-15

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