Patrick Grose Plummer

CE No. BFJ348 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Grose Plummer (), a licensed former licensee with CE reference BFJ348. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2016-11-21 2020-08-17
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 7 - Providing automated trading services 2016-11-21 2020-08-17
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 - Dealing in securities 2015-05-05 2016-06-10
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 7 - Providing automated trading services 2015-05-05 2016-06-10

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