Patrick Grose Plummer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Grose Plummer ( ), a licensed former licensee with CE reference BFJ348. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-21 | 2020-08-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2016-11-21 | 2020-08-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-05 | 2016-06-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 - Providing automated trading services | 2015-05-05 | 2016-06-10 |