Lele Xu
徐樂樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lele Xu (徐樂樂), a licensed former licensee with CE reference BFI957. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-19 | 2016-12-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-19 | 2016-12-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-19 | 2016-08-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-05-04 | 2015-05-25 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-05-04 | 2015-05-25 |