Cynthia Mei Ki Tam
譚美琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cynthia Mei Ki Tam (譚美琪), a licensed former licensee with CE reference BFI754. This person has 9.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-15 | 2025-03-07 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-06-20 | 2022-08-12 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-09 | 2022-08-12 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-09 | 2022-08-12 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-12 | 2019-03-17 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-06 | 2019-03-17 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-28 | 2016-11-18 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-11 | 2016-11-18 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-29 | 2016-09-21 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-29 | 2016-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cynthia Mei Ki Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.