Jie (SFC:BFI718) Chen
陳劼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:BFI718) Chen (陳劼), a licensed former licensee with CE reference BFI718. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-12-18 | 2021-06-17 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2017-07-29 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2015-05-13 | 2016-12-18 |