Steven Brun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Brun ( ), a licensed former licensee with CE reference BFG531. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-06-06 | 2018-06-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-27 | 2017-11-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-06-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-20 | 2015-04-24 |