Nicholas David Beaton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas David Beaton ( ), a licensed former licensee with CE reference BFF377. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-16 | 2015-04-24 |