Wan Li Tsui
徐韵妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Li Tsui (徐韵妮), a licensed former licensee with CE reference BFF150. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-24 | 2017-12-11 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-24 | 2017-12-11 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-02 | 2017-12-11 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-14 | 2015-09-24 |