Dick Wai David Mak
麥廸維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Wai David Mak (麥廸維), CE reference BFE992. Currently licensed at 1 firm(s): Ceres Asset Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ceres Asset Management Limited | Rep | Type 9 — Asset management | 2025-06-20 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-10 | 2016-10-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-10 | 2015-12-25 |