Christopher Francis Gardener
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Francis Gardener, a licensed former licensee with CE reference BFE631. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-02 | 2017-06-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-17 | 2015-04-26 |