Xuan Xiong
熊璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Xiong (熊璇), a licensed former licensee with CE reference BFE598. This person has 6.2 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-15 | 2026-11-12 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-07-15 | 2026-11-12 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 - Asset management | 2026-07-15 | 2026-11-12 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-23 | 2026-05-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2024-08-23 | 2026-05-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-22 | 2024-08-23 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-22 | 2024-08-23 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-05-26 | 2023-02-23 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-09 | 2017-03-22 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 9 - Asset management | 2015-04-09 | 2017-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xuan Xiong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.