Xiaochuan Sha
沙嘯川
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaochuan Sha (沙嘯川), a licensed former licensee with CE reference BFE467. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-31 | 2016-07-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-03-31 | 2016-07-08 |