Chao-Lien Tseng
曾昭連
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao-Lien Tseng (曾昭連), a licensed former licensee with CE reference BFE226. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-15 | 2023-09-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-04-08 | 2018-05-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-04-08 | 2018-05-04 |