Chuxiong Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuxiong Yan (閆楚雄), a licensed Representative with CE reference BFE225. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 11.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-20 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-01 | present |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-08-01 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-14 | 2019-07-09 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-14 | 2019-07-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-04 | 2018-04-20 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-04 | 2018-04-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-12 | 2018-04-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chuxiong Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.