Saurabh Bharat Shroff
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saurabh Bharat Shroff ( ), a licensed former licensee with CE reference BFD612. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-05-04 | 2017-05-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-05-04 | 2017-05-05 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-05-04 | 2017-05-05 |