Mininder Sethi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mininder Sethi ( ), a licensed former licensee with CE reference BFD465. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-21 | 2019-09-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-30 | 2019-09-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-30 | 2019-09-12 |