Xiao Cai
蔡瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Cai (蔡瀟), a licensed former licensee with CE reference BFC347. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-14 | 2022-11-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-12 | 2016-09-23 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-12 | 2016-09-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-12 | 2016-09-23 |