Dee Xiang Oh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dee Xiang Oh ( ), a licensed former licensee with CE reference BFB082. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-03-10 | 2016-03-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-03-10 | 2016-03-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2015-03-10 | 2016-03-31 |