Edward Louis Pla
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Louis Pla ( ), a licensed former licensee with CE reference BFA931. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-04-16 | 2018-04-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-08-04 | 2017-08-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-03-12 | 2015-03-17 |