Jeffrey David Shookus
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey David Shookus ( ), a licensed former licensee with CE reference BFA606. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-02-20 | 2020-02-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-10-10 | 2019-10-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-04 | 2018-01-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-03-09 | 2015-03-13 |