Stuart Guy Kingsmill
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Guy Kingsmill ( ), a licensed former licensee with CE reference BFA604. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-08 | 2018-01-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-05-05 | 2016-05-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-09-30 | 2015-10-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-09-18 | 2015-09-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-03-12 | 2015-03-20 |