King Yiu Tsu
徐敬堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yiu Tsu (徐敬堯), a licensed former licensee with CE reference BFA530. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-06-15 | 2021-09-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-03-13 | 2017-11-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-03-13 | 2017-11-07 |