Katryna Anne Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katryna Anne Lee ( ), a licensed former licensee with CE reference BFA316. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-10-24 | 2019-10-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-07-15 | 2019-07-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-03-15 | 2019-03-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-29 | 2018-11-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-26 | 2017-11-04 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-03-13 | 2017-03-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-10-24 | 2016-10-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-18 | 2016-03-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-11-16 | 2015-11-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-03-06 | 2015-03-13 |