Richard Martin Walters

CE No. BFA302 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Martin Walters (), a licensed former licensee with CE reference BFA302. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2015-05-05 2015-05-18
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2015-05-05 2015-05-18
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2015-03-05 2015-03-12

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