Cheng (SFC:BFA194) Ma
馬成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng (SFC:BFA194) Ma (馬成), a licensed former licensee with CE reference BFA194. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-25 | 2020-09-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-25 | 2020-09-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-25 | 2015-03-27 |