Vincent Eric Arthur Guerber
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Eric Arthur Guerber ( ), a licensed former licensee with CE reference BFA178. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2016-06-02 | 2018-04-30 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2016-06-02 | 2018-04-30 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2015-03-11 | 2016-03-17 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2015-03-11 | 2016-03-17 |