Michael James Sales
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael James Sales ( ), a licensed former licensee with CE reference BEZ878. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-03-28 | 2019-04-03 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-25 | 2018-11-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-15 | 2018-03-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-26 | 2017-11-04 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-03-09 | 2017-03-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-10-20 | 2016-10-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-04-14 | 2016-04-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-11-13 | 2015-11-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-02-27 | 2015-03-08 |