Steven (SFC:BEZ294) Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven (SFC:BEZ294) Liu, CE reference BEZ294. Currently licensed at 1 firm(s): Aspex Management (HK) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspex Management (HK) Limited |
Rep | Type 9 — Asset management | 2023-09-01 | present |
| Elliott Advisors (HK) Limited | Rep | Type 9 — Asset management | 2016-12-09 | 2019-05-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-16 | 2016-10-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-16 | 2016-10-13 |