Chen (SFC:BEZ042) Li
李宸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BEZ042) Li (李宸), CE reference BEZ042. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Capital Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-22 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-03-10 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-23 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-13 | 2025-03-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-27 | 2021-07-02 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-11 | 2016-09-24 |