Xi (SFC:BEY876) Lu
盧曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:BEY876) Lu (盧曦), a licensed former licensee with CE reference BEY876. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2019-08-27 | 2020-09-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-02-23 | 2016-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-02-23 | 2016-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-02-23 | 2016-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-02-23 | 2016-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-02-23 | 2016-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-02-23 | 2016-03-01 |