David James Mundy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David James Mundy ( ), a licensed former licensee with CE reference BEX113. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-14 | 2018-04-24 |
| JF International Management Inc. | RO | Type 4 — Advising on securities | 2017-12-14 | 2018-04-24 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2017-12-14 | 2018-04-24 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2017-12-14 | 2018-04-24 |
| JF International Management Inc. | RO | Type 9 — Asset management | 2017-12-14 | 2018-04-24 |
| JPMorgan Asset Management (Asia Pacific) Limited | RO | Type 9 — Asset management | 2017-12-14 | 2018-04-24 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 9 — Asset management | 2017-12-14 | 2018-04-24 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-08 | 2017-12-14 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-08 | 2017-12-14 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-12-08 | 2017-12-14 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2017-10-26 | 2017-12-14 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2017-10-26 | 2017-12-14 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2017-10-26 | 2017-12-14 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2017-10-26 | 2017-12-14 |