Chengzhen Li
李成臻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chengzhen Li (李成臻), a licensed Representative with CE reference BEW378. Currently licensed at 1 firm(s): China Securities (International) Corporate Finance Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-25 | present |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-25 | present |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-23 | 2019-02-28 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-23 | 2019-02-28 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-22 | 2017-07-15 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-22 | 2017-07-15 |