Ying (SFC:BEW199) Guo
郭瀅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:BEW199) Guo (郭瀅), CE reference BEW199. Currently licensed at 1 firm(s): Chiyu Asset Management Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chiyu Asset Management Limited 集友資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-17 | present |
| Chiyu Asset Management Limited 集友資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-05 | 2023-01-17 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-02-28 | 2022-12-31 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-02-28 | 2022-12-31 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-18 | 2018-02-28 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-18 | 2018-02-28 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-16 | 2016-11-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-22 | 2016-11-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-22 | 2015-09-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-01-22 | 2016-05-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-22 | 2016-11-04 |