Mingyi Li
李明憶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingyi Li (李明憶), a licensed former licensee with CE reference BEV534. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Company Limited 平安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-12 | 2020-05-02 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-09 | 2020-03-27 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券(香港)期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-05-09 | 2020-05-02 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-06-10 | 2017-03-23 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-27 | 2017-03-23 |