Alison Margaret Harding-Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alison Margaret Harding-Jones ( ), a licensed former licensee with CE reference BES310. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2017-06-23 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-01-05 | 2016-12-18 |