Alison Margaret Harding-Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alison Margaret Harding-Jones, a licensed former licensee with CE reference BES310. This person has 2.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2017-06-23 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-01-05 | 2016-12-18 |