Chen (SFC:BES160) Shen
沈琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BES160) Shen (沈琛), CE reference BES160. Currently licensed at 1 firm(s): Taikang Asset Management (Hong Kong) Company Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-03-19 | present |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-16 | present |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-22 | 2020-01-20 |