Steven Michael Fisher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Michael Fisher ( ), a licensed former licensee with CE reference BER961. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-02-03 | 2025-02-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-08 | 2018-01-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-01-12 | 2016-01-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-01-09 | 2015-01-16 |