Michael Patrick Courtney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Patrick Courtney ( ), a licensed former licensee with CE reference BEO565. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-04-28 | 2015-04-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-04-28 | 2015-04-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-12-08 | 2014-12-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-12-08 | 2014-12-09 |