Jing (SFC:BEN663) Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing (SFC:BEN663) Li ( ), a licensed former licensee with CE reference BEN663. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-17 | 2021-05-11 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-04-17 | 2021-05-11 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-26 | 2015-04-06 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-26 | 2015-04-06 |