Shuman Zhao
趙舒蔓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuman Zhao (趙舒蔓), a licensed former licensee with CE reference BEN427. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-31 | 2025-09-29 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-24 | 2023-05-02 |