Xiaomeng (SFC:BEN196) Liu

劉笑夢
CE No. BEN196 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaomeng (SFC:BEN196) Liu (劉笑夢), CE reference BEN196. Currently licensed at 1 firm(s): Lazard Asset Management (Hong Kong) Limited. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Lazard Asset Management (Hong Kong) Limited RO Type 9 — Asset management 2025-08-22 present
Lazard Asset Management (Hong Kong) Limited RO Type 1 — Dealing in securities 2018-03-06 present
Lazard Asset Management (Hong Kong) Limited RO Type 4 — Advising on securities 2018-03-06 present
Lazard Asset Management (Hong Kong) Limited Rep Type 1 — Dealing in securities 2018-02-14 2018-03-06
Lazard Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2018-02-14 2018-03-06
Amundi Hong Kong Limited
東方匯理資產管理香港有限公司
RO Type 1 — Dealing in securities 2016-07-22 2018-02-09
Amundi Hong Kong Limited
東方匯理資產管理香港有限公司
RO Type 4 — Advising on securities 2016-07-22 2018-02-09
Amundi Hong Kong Limited
東方匯理資產管理香港有限公司
RO Type 9 — Asset management 2016-07-22 2018-02-09
PICC Asset Management (Hong Kong) Company Limited
中國人保香港資產管理有限公司
RO Type 4 — Advising on securities 2015-04-16 2016-05-26
PICC Asset Management (Hong Kong) Company Limited
中國人保香港資產管理有限公司
RO Type 9 — Asset management 2015-04-16 2016-05-26

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