Wai Ming Patrick Lo
盧偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Patrick Lo (盧偉明), a licensed former licensee with CE reference BEN016. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-11-19 | 2022-12-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-11-19 | 2022-12-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-11-19 | 2022-12-16 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-11-19 | 2022-12-16 |